While one exam may be the threshold to qualify as civil servant, the officer’s promotion is based on annual performance along with seniority which ensures objectivity

Just passing one exam assures you a promotion to the top in your career and also provides a lifetime job security is the refrain I have been witnessing in various WhatsApp groups and in a spate of articles in the print media ever since the civil service exam result was announced a week ago. Many are surprised at the media space being made available to those candidates who have succeeded in the civil services exam, and in particular have qualified for the IAS. I read some opinion pieces which express surprise at this, and compare it to other countries where possibly this would not be newsworthy at all. They tend to equate this with a colonial hangover or the excessive importance to government in our society. It is not true that only candidates clearing the civil services exam get so much publicity as I have read similar stories about those who clear the JEE exam for IIT or get 100 percentiles in the CAT exam for admission into the Indian Institutes of Management and others. However, there is no denying the fact that there is no comparison to the attention being given to candidates who secure top ranks in the civil service exam. All of us are aware of the names of the girl candidates who secured the first three ranks in the exam. This is no doubt an indicator of the fact that the civil services exam is an extremely tough one where barely about 800 candidates qualify out of 8 to 10 lakhs applying and around 5.5 lakh students actually writing the exam — which means about 0.15 per cent candidates succeeding. There cannot be a more difficult competitive exam on which the aspiration of not only the candidate but the entire family is focused. Success in the exam leads to immediate recognition for the candidate and her family, and the status in society goes up exponentially.

The biggest credit must go to the Union Public Service Commission (UPSC) which conducts this exam in a completely fair and impartial manner and it is perceived as such by all. Such a large exam being conducted with total honesty and integrity is a great achievement, especially when we find that much smaller exams relating to selection for government posts at lower levels become subjects of allegations of nepotism and cheating. The total integrity of the civil service exam gives it a halo of merit, and even the most powerful politicians or officers cannot interfere with it. The best is selected and this ensures that the civil servants are capable and intelligent people. I recall when I qualified for the IAS and looked around my batch, I found each one of them having exceptional qualities and knowledge. In fact, when in college, we could predict which student will make it to the civil services and more often than not the prediction came true. However, commentators, while agreeing with the fact that the exam selects the best on merit, criticize that just passing one exam provides a career of more than 30 years where promotions are based on seniority and almost everybody reaches the top. They argue for a system in which the merit is assessed at different points of time in career and the wheat is separated from the chaff and only those who continue to learn and grow reach the higher levels. The argument has force in it but I must point out that things have changed and now a candidate qualifying for the IAS does not automatically become Secretary to the Government of India, or even Joint Secretary or Additional Secretary. A 360-degree evaluation system has been introduced and now for promotions to the top the government does not only rely on annual performance reports but on feedback about competence and integrity from various stakeholders. The result has been that not more than 30 per cent of a batch is getting promoted to the top. Of course, questions are being raised about the efficacy of this 360-degree system which is opaque and often arbitrary. Still, it does ensure that not everybody reaches the top. In the system before this, the assessment was done on the basis of annual performance reports which generally tended to rate an officer as good or very good. I feel that there is a need for designing an objective and transparent evaluation system but there are issues related to this which must be kept in mind.

An IAS or IPS officer, amongst all the civil servants, works directly under the supervision and control of the elected political executive who is the final decision maker. Many decisions are taken for political reasons for which it would be difficult to hold the officer responsible. If seniority as a criterion for promotion is done away with and replaced with merit it could lead to complications as the merit would be assessed by the political masters. I have seen this in Uttar Pradesh, and it is true for many other states also that officers get aligned on political grounds with one ruling party or the other by design or by default. Some officers themselves are responsible for this as they fall to the lure of good postings under a particular dispensation. However, there are a large number who get identified for no fault of theirs, simply due to the fact that in a particular government they hold important posts and are perceived as being close to the party in power or belonging to a particular caste or community. Merit then gets subsumed under the weight of political influence. Promotions, if based on merit determined in such a manner, would lead to officers close to political party in power reaching the top. As part of police reforms, it is now mandated that top three names on the basis of seniority are sent by the UPSC to state governments for appointing one of them as Director General of Police. This has been a welcome move, considering that before this it was open to the party in power to appoint an officer who is close to them as Director General.

Even in this system, the political executive finds a way out by branding a selected officer as incompetent and removing him before the completion of his tenure. The point I want to make is that both the IAS and IPS work under political masters and it is thus very difficult to have an objective system of performance appraisal. It is for this reason that seniority is worth continuing with as a criterion for promotion. It is also not true that there is no effort to upgrade the skill-set of an officer after the initial one exam. There are now at least five phases of training for the IAS at different levels of seniority, equipping them with the knowledge required for jobs that they will hold at that level. It is also not true that all officers get important postings. Each officer acquires a reputation during his career which does determine his career path. The one exam is important as it selects the cream but it is also true that an objective system of performance evaluation free from political bias and based on attainment of results and outcomes is very much required for the bureaucracy to deliver in this age of disruption.

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Here’s an excerpt from Making a Difference by a successful retired IAS officer, Alok Ranjan, who served with distinction in various assignments in the State Government as well as the Government of India.

Working with the State Government

A very revealing incident took place when I was the Principal Secretary Urban Development and the urban local body elections were to take place. They were thirteen posts of mayors and as per the act and rules, there was a clear roster system to determine which seat would be general, which reserved, which would go to women, etc. The CM wanted particular candidates to contest from specific municipal corporations and I was summoned by the CM Office and given the brief to prepare the roster accordingly. I explained that this is not possible as the rules and their interpretation was clear. The stratagem of taking legal opinion was then adopted by the CM Office and the Principal Secretary Law interpreted the rules differently which accommodated eight out of the thirteen proposed mayor candidates. I said that I did not agree with the opinion but if given in writing, I would abide by it. However, the CM was keen that at least three other proposed mayoral candidates should be accommodated in the roster. To my utter disbelief I was called and told by the CM Office in the presence of the Principal Secretary Law that for eight seats, the interpretation given by the law department should be used while for other three, my earlier interpretation should be employed. I had to show my dissent by saying that I could agree with an interpretation I felt was wrong if given in writing, but I had to be consistent and could not possibly choose different interpretations for different mayor seats. At my refusal, the officers present looked at me as they would at a goat about to be sacrificed and I realized that my goose was cooked and mentally began to prepare for my transfer. Imagine my surprise and amazement when the CM saw my point and agreed with it. It just shows that often the officers close to the CM try to be holier than the king. If they put up both sides of the picture to the CM they will invariably get to the right decision.

Secretariat working is all about files which are almost like living organisms having a life and energy of their own. A good Secretariat officer believes in not keeping files pending and he is proud to proclaim that his table is clear. However, this movement of files has little relation to actual decisions being taken and on closer examination, he will find that the files have been sent to law, finance or personnel departments for advice. The files move to and fro with volumes of noting which ensures that no accountability can be fixed on anyone at a later date. A close relative of this strategy is the formation of a committee to examine the matter which takes its own sweet time to give a voluminous report. Even developing a system of tracking files and prescribing maximum time limit for files to stay at a particular desk does not help.

The Principal Secretary of a department is expected to provide leadership to his team. He has to have the skill set to build the team which shares the objectives and goals of the department and works towards its fulfillment. The key task is to prepare the budget of the department, then release the budget to the field officers and monitor physical and financial progress. Above all, he has to assess the problems in his department, resolve them and achieve the required outcomes. Unfortunately, this does not often happen as the officers are more concerned about processes than giving results. Calling or attending a meeting becomes an end in itself and occupies the majority of the time of the secretaries and the heads of the departments. The job of a Principal Secretary is not only to assist in policy formulation but ensure implementation. Often we hear the rather unfair and incorrect statement that policies are good but implementation is poor. The reality is that policies are framed in the rooms of the Secretariat overlooking the harsh realities at the field level and a good policy must take into account how it can be executed…

To really play a transformational role, the officer must focus on results and outcomes but unfortunately, the officer is often more concerned about the process than delivering results. I have personally seen many brilliant officers mellow down in the Secretariat to the level of becoming ‘inaction wonders’. They disconnect themselves from the field and get mired in the rules and regulations with the results that the files become thicker, with no difference being made to the actual delivery of public services. For instance, if an officer is Secretary in the urban development department and is busy disposing of files while cities are full of garbage and filth rotting on the roads, then it implies that his working has no connection with the real issues confronting his department. Similarly, there is no purpose served by the Health Secretary clearing files on a daily basis if the quality of healthcare remains abysmally poor. Teachers remain absent from schools while the Secretary Education is busy issuing detailed guidelines and instructions which have a total disconnect with the realities in the field. This leads to discontentment amongst the people as they are receiving poor quality of public services. It is, thus, mandatory to make better outcomes the focus of each and every department and the performance of all the Secretariat, departments should be measured accordingly…

Working with the Government of India

The biggest attraction of a GOI posting is the international exposure. In simple language, it means the prospect of foreign travel and also a chance of a foreign posting. Ministries are categorized according to the avenues of foreign travel that they promise. That is why ministries like commerce are sought after and the competition to get into them is high. When the GOI officers meet each other, the common topic of conversation is the number of countries that an officer has visited. Some claim to have crossed the half-century mark whereas others make tall claims of having scored a century. I happened to go as JS Defence and defence was a ministry which had very few opportunities for foreign travel. If at all they travelled, it was mostly to Russia. Many of my colleagues looked sympathetically at me and said ‘could you not manage a better ministry? ’I was told that most officers avoid PHD ministries – personnel, home and defence – as they have the least chances of foreign travel. So, defence, despite being such an important strategic ministry, has few people opting for it. Within the ministries too there is intense competition for the international co-operation desk. A foreign posting or deputation to an international organization is highly coveted. This is despite the fact that these assignments do not give great opportunities for doing challenging work. Late T.S.R. Subramaniam who retired as Cabinet Secretary and had served in the state, center and in an international organization, had commented in his book that the maximum work is done in the districts, then the state government, then the GOI and finally the international organization where you have a lot of time on your hands. Still, the lure of the international posting is there.

The GOI concerns itself with policy formulation at the national level and is generally not involved in the implementation aspect, which is the responsibility of the state governments. In some departments like defence, external affairs and commerce, all the action is at the GOI level. There are, however, huge GOI bureaucracies dealing with subjects on the concurrent or the state lists. Sometimes, one wonders whether it is necessary at all. For example, the Ministry of Agriculture in the GOI has ten Joint Secretaries whereas agriculture is a state subject. There is a serious case for reduction in the size of certain ministries at the centre and also of clubbing several ministries together as it is strange that the Ministry of Agriculture is not involved with issues related to fertilizer, water or agriculture credit.

The ministries of such size at the GOI exist because of political reasons and also the bureaucratic culture of creating work to perpetuate work and justify itself. The major mechanisms for this are the centrally sponsored schemes where the major financial contribution (60 per cent or 75 per cent) is done by the centre and schemes are formulated at the GOI level with detailed guidelines. The problem arises as no two states are alike. The same schemes will succeed in one state but the conditions in other states will not favor its implementation. Thus, the states constantly argue that funds should be transferred to them and they be left free to design schemes. However, there is no denying that there is greater wisdom available at the GOI due to its knowledge about the best practices in the states, presence of experts and availability of international inputs. The GOI involves stakeholders, specialists and consultants in designing policy and the due diligence done is of a very high order. Yet, there cannot be a universal policy looking at the extreme variations between states. The solution, as usual, has to be in between…

To succeed in GOI, one needs to study the department in detail, understand crucial issues, articulate your viewpoint and have the ability to carry officers of other services and specialists along with you. It requires great qualities of leadership to set the goals and milestones for your departments and then lead the entire team towards fulfilling them. A dedicated officer will always find working in the Government of India to be a transformational opportunity.

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Alok Ranjan, the former Chief Secretary of the Government of Uttar Pradesh, has had the career that most people dream of. So, he has put together the information that every aspiring officer should know. While sharing his own experiences, he has provided a deep understanding of the IAS as an institution, valuable tips and insight for cracking the daunting UPSC exam, and how to build a successful career in the services.

Dear Readers,

It was a difficult decision after having done my MBA from IIM Ahmadabad to resign from my job and write the IAS examination. I was fortunate to succeed in the exam in my first attempt and secured 4th position in India in the IAS and was allotted to the Uttar Pradesh cadre. I retired in 2016 after 38 years of a very fulfilling and satisfying career. I can say with complete confidence that no other service or job can provide the diversity and richness of experience that a career in the IAS provides.

I often meet young boys and girls embarking upon a career and find that most of them have dreams of joining the IAS or the civil services. Despite the numerous alternative career opportunities that are available, civil service is still the preferred choice of many. Students prepare for years to get through the hallowed portals of the civil service. For those who succeed it is a realization of their cherished aspirations while others keep making honest efforts year after year hoping that one day they shall succeed.

This book is for those young boys and girls who nurture the desire to join the IAS. I want to communicate through this book that it is possible to get selected in the IAS provided you have the right kind of motivation and are prepared to put in the requisite amount of dedicated hard work. This book is also about the challenges and opportunities that an IAS officer faces during his service period. it is not an autobiography but I have used interesting anecdotes from my career to illustrate the situations that an IAS officer faces and the leadership principles which are essential for him to ensure quality public service delivery and good governance. It is for this reason that this book would be of interest to the serving IAS officers as well as all those who are concerned in any way with issues related to public policy. A student must think of joining the IAS if she wants to bring about a positive change in society and contribute to the development of the country. Issues of power, position, and status cannot be ignored but they should not be the prime motivation for joining the IAS. This service gives you the opportunity of touching numerous human lives. You can bring about a transformation in the quality of life of the citizens. This book is all about making a difference to society which should be the main goal of an IAS officer.

A person interested in joining the IAS should prepare herself mentally for at least three to five year before the IAS exam. He should take a keen interest in current affairs and also read widely on all possible subjects. This is an extremely tough exam where you have to compete against thousands for a hundred seats and therefore your preparation has to be that much more solid and deeper. It is best to devote at least one year of single-minded focus and effort to this exam. You need to develop your personality as well as your communication skills as well as a logical and analytical way of thinking. This book will give those preparing for IAS some very useful tips for both the written exam and the personality test. I have talked about the experiences of an IAS officer as a District Magistrate which is, perhaps, the most rewarding and exciting posting in the service. A young IAS officer gets the opportunity of leading the entire team at the district and he is the voice of the government at the District level. Any scheme gets implemented if the District Magistrate takes it up. There is tremendous authority attached to this post but along with this comes a great sense of responsibility and accountability. It is, indeed, a thrilling assignment and most IAS officers never tire of talking about what they achieved in the Districts.

State Government provides a tremendous opportunity to make policies that could influence the life of the ordinary citizen. You could be looking after education and make a mark by improving the quality of education or you could be looking after the health and can make a difference by reducing infant and maternal mortality. Every post in the IAS has the potential of giving you an opportunity to bring about a positive change in the lives of people. A great experience at the State level is the post of the Chief Secretary who leads all the government officers and employees in fulfilling the ideal of good governance. IAS gives an opportunity of working with the Government of India where you get National and International experience and the policies you make impact the entire nation.

I have also discussed some of the common myths and beliefs about the IAS like the need for domain specialization, promotion on the basis of seniority, political interference, corruption, professional integrity, and lack of promptness in decision making. I have tried to show how some of these could be individual attributes but the system also plays a great role in molding the personality and administrative style of an IAS officer.

It is my fervent belief that a career in the IAS can be hugely satisfying but the relevance of the IAS for the future requires the service to introspect and reinvent itself and for this, it has to look within and make itself responsive to the changing needs of the 21 st century. The IAS is not merely a job but is a service to society and the Nation. The greatest reward that an IAS officer can get is when the common man on the street feels that a positive difference has been made in his life.

All the best!

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